Gareth Rhys Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 6 Sep 2024)
    • [FCA CF] Client dealing (since 25 Apr 2024)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (16 Jul 2008 to 17 Jan 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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