Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Mar 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (18 Jan 2007 to 31 Oct 2007)
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- CF30 Customer (30 Mar 2011 to 6 Mar 2016)
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- CF21 Investment Adviser (9 Jun 2004 to 9 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.