Gareth Morrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Sep 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (20 Sep 2006 to 3 Aug 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2006 to 20 Sep 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 13 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.