Gareth Malcolm Edwin Doeg

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Aug 2012)
    • CF30 Customer (since 2 Jan 2012)
    • CF30 Customer (4 Oct 2011 to 9 Nov 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Jul 2013 to 21 Aug 2013)
    • CF1 Director (AR) (4 Jul 2013 to 21 Aug 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 16 Jan 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (18 Jul 2002 to 10 Oct 2002)
    • CF1 Director (AR) (18 Jul 2002 to 10 Oct 2002)
  • Lighthouse (North East) Ltd (no longer approved here)

    FRN 214084

    • (4)Employed By (18 Jul 2002 to 11 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.