Gareth Lloyd Evans

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (2 Jun 2014 to 30 Jul 2015)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF30 Customer (13 Feb 2013 to 30 May 2014)
Ellis Lloyd Jones (Financial Services) Limited (no longer approved here)
FRN 466367
- CF30 Customer (26 Mar 2010 to 26 Mar 2010)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (1 Nov 2007 to 14 Jul 2009)
- CF21 Investment Adviser (19 Nov 2003 to 31 Oct 2007)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (19 Nov 2003 to 1 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.