Gareth Lee Dewhurst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Nov 2016)
    • CF30 Customer (since 1 Nov 2016)
  • Pembrokeshire Wealth Management Ltd

    FRN 763082

    • (1)Employed By (since 1 Nov 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (5 Feb 2021 to 30 Mar 2021)
    • [FCA CF] Functions requiring qualifications (5 Feb 2021 to 30 Mar 2021)
  • Pembrokeshire Mortgage Centre Ltd (no longer approved here)

    FRN 479220

    • Responsibility for MCD Intermediation (21 Mar 2016 to 21 Sep 2016)
    • CF10 Compliance Oversight (29 Nov 2011 to 21 Sep 2016)
    • CF1 Director (2 Jun 2008 to 13 Apr 2017)
    • CF11 Money Laundering Reporting (2 Jun 2008 to 20 Dec 2011)
    • CF30 Customer (2 Jun 2008 to 13 Apr 2017)
    • CF8 Apportionment and Oversight (2 Jun 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Jun 2008 to 21 Sep 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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