Gareth Lamb Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NFU Mutual Select Investments Limited (no longer approved here)
FRN 582519
- [FCA CF] Functions requiring qualifications (2 Oct 2023 to 31 Mar 2026)
- [FCA CF] Client dealing (2 Oct 2023 to 31 Mar 2026)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (18 Nov 2010 to 31 Jul 2016)
Principality Building Society (no longer approved here)
FRN 155998
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jun 2006 to 10 Jul 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (7 Jan 2004 to 2 Jun 2006)
- CF22 Investment Adviser (Trainee) (7 Jul 2003 to 7 Jan 2004)
Harbour Financial Services Ltd (no longer approved here)
FRN 206278
- (8)Employed By (1 Dec 2001 to 11 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.