Gareth Keith Markham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Select (SW) Limited

    FRN 456022

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Proprietary trader (since 1 Jan 2021)
    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] CASS oversight function (since 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
    • CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Nov 2008 to 10 Feb 2017)
    • CF4 Partner (AR) (11 Nov 2008 to 9 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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