Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 31 Dec 2023)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (28 Jul 2020 to 31 Dec 2023)
    • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 8 Jul 2009)
    • CF22 Investment Adviser (Trainee) (7 Aug 2007 to 31 Oct 2007)
    • CF26 Customer Trading (7 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.