Gareth Jonathan McCartney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 16 Dec 2016)
    • [FCA CF] Manager of certification employee (since 16 Dec 2016)
    • [FCA CF] Material risk taker (since 16 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Dec 2016)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (10 Jun 2009 to 10 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.