Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Mar 2026)
    • SMF3 Executive Director (since 3 Mar 2026)
    • [FCA CF] Manager of certification employee (since 14 Nov 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (15 Jul 2021 to 30 Jun 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Dec 2007 to 31 Dec 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 24 Dec 2007)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2004 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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