Gareth John Lloyd-Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (2 Aug 2024 to 13 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 14 Nov 2016)
    • [FCA CF] Manager of certification employee (since 14 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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