Gareth John Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RICHARD KEEN (INSURANCE BROKERS) LIMITED

    FRN 116686

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (1 Nov 2010 to 8 Dec 2019)
  • Eastside Insurance Financial Services (no longer approved here)

    FRN 159119

    • (6)Employed By (21 Jun 2000 to 10 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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