Gareth James Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (24 Jun 2022 to 18 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jun 2022 to 6 Jul 2022)
    • [FCA CF] Manager of certification employee (13 Jun 2022 to 6 Jul 2022)
    • [FCA CF] Client dealing (18 Oct 2016 to 19 Jun 2019)
    • CF30 Customer (18 May 2012 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 4 Dec 2019)
    • [FCA CF] Manager of certification employee (4 Oct 2018 to 24 Jun 2019)
    • [PRA CF] Managing a material risk taker (4 Oct 2018 to 24 Jun 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Oct 2010 to 3 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.