Gareth James Rose

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratagem Financial Planning Limited

    FRN 819330

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 19 Apr 2021)
    • [FCA CF] Client dealing (since 19 Apr 2021)
  • HLB Financial Services Limited (no longer approved here)

    FRN 207576

    • Employed By (26 Sep 2008 to 31 Mar 2010)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (21 Jan 2008 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.