Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • [FCA CF] Material risk taker (since 6 Jan 2020)
    • [FCA CF] Proprietary trader (since 6 Jan 2020)
    • [FCA CF] Significant management (6 Jan 2020 to 10 Jan 2025)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (1 Nov 2007 to 5 Nov 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.