Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Jul 2017 to 26 Jul 2020)
    • [FCA CF] Manager of certification employee (7 Jul 2017 to 26 Jul 2020)
    • [FCA CF] Material risk taker (7 Jul 2017 to 26 Jul 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.