Gareth Howard Kelman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (5 Oct 2015 to 20 May 2016)
Independent Financial Services (UK) Ltd (no longer approved here)
FRN 206445
- (46)Employed By (21 Feb 2013 to 11 Feb 2016)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Apr 2011 to 31 Dec 2012)
Maple Leaf Financial Services Limited (no longer approved here)
FRN 215157
- (3)Employed By (6 Aug 2004 to 29 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.