Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2022)
    • [FCA CF] Manager of certification employee (since 11 Nov 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (17 Aug 2009 to 5 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.