Gareth Henry John Taylor

Watch for changes

IRN: GHT01007
Last updated: 3 weeks ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (3 Nov 2011 to 28 Oct 2016)
- CF10 Compliance Oversight (3 Nov 2011 to 8 Dec 2019)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (121)SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2019)
- (122)CF10 Compliance Oversight (3 Nov 2011 to 8 Dec 2019)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (3 Nov 2011 to 6 Oct 2016)
- CF10 Compliance Oversight (25 Oct 2011 to 8 Dec 2019)
Threadneedle Pensions Limited (no longer approved here)
FRN 110337
- CF11 Money Laundering Reporting (1 Jul 2009 to 30 Jun 2011)
- CF10 Compliance Oversight (16 Apr 2002 to 30 Jun 2011)
Threadneedle Portfolio Services Limited (no longer approved here)
FRN 119174
- CF11 Money Laundering Reporting (1 Jul 2009 to 30 Jun 2011)
- CF10 Compliance Oversight (21 Apr 2006 to 30 Jun 2011)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF11 Money Laundering Reporting (1 Jul 2009 to 30 Jun 2011)
- CF10 Compliance Oversight (16 Apr 2002 to 30 Jun 2011)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF11 Money Laundering Reporting (1 Jul 2009 to 30 Jun 2011)
- CF10 Compliance Oversight (21 Apr 2006 to 30 Jun 2011)
Threadneedle Investment Services Limited (no longer approved here)
FRN 190437
- CF11 Money Laundering Reporting (1 Jul 2009 to 30 Jun 2011)
- CF10 Compliance Oversight (21 Apr 2006 to 30 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (121)SMF16 Compliance Oversight at Nippon Life Schroders Asset Management Europe Limited
1 day ago
controlled function added: (122)CF10 Compliance Oversight at Nippon Life Schroders Asset Management Europe Limited

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.