Gareth Edward Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 15 May 2024)
- CF30 Customer (since 15 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 29 Jan 2024)
Tungsten Financial Ltd
FRN 1012243
- (1)Employed By (since 15 May 2024)
White Rose Finance Group Limited (no longer approved here)
FRN 630772
- CF1 Director (AR) (15 Jun 2021 to 10 Mar 2025)
SO Finance Ltd (no longer approved here)
FRN 951588
- (1)Employed By (15 Jun 2021 to 10 Mar 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.