Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 21 Dec 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Dec 2016)
-
Collins & Co Financial Planning Ltd
FRN 765727
- Employed By (since 5 Dec 2016)
-
- CF30 Customer (15 Apr 2008 to 11 Nov 2012)
-
- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF21 Investment Adviser (3 Apr 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.