Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Nov 2021)
    • [FCA CF] Manager of certification employee (since 8 Nov 2021)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (20 Jul 2009 to 31 Dec 2013)
    • CF29 Significant management (1 May 2008 to 23 Aug 2012)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF1 Director (20 Jul 2009 to 31 Dec 2013)
    • CF29 Significant management (1 May 2008 to 23 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.