Gareth Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deal Direct Financial Solutions Limited

    FRN 478726

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (20 Nov 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
    • CF1 Director (1 Apr 2008 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (8 Dec 2006 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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