Gareth Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Womble Bond Dickinson Wealth Limited

    FRN 596652

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Dec 2016 to 8 Dec 2019)
  • Portland Financial Management Limited (no longer approved here)

    FRN 114370

    • CF30 Customer (1 Nov 2007 to 24 Dec 2011)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Oct 2006 to 6 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.