Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Nov 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (8 May 2019 to 28 Feb 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2023)
    • CF30 Customer (30 Jul 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (8 May 2019 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Feb 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 17 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.