Gareth David Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Jan 2013 to 24 Sep 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (29 Dec 2004 to 31 Mar 2007)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF22 Investment Adviser (Trainee) (4 Mar 2004 to 8 Dec 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 Jun 2003 to 1 Aug 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.