Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (11 Mar 2022 to 21 Nov 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Sep 2023)
    • CF28 Systems and controls (15 Aug 2019 to 8 Dec 2019)
    • CF1 Director (15 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Aug 2019 to 8 Dec 2019)
    • SMF4 Chief Risk (since 23 May 2019)
    • SMF16 Compliance Oversight (23 May 2019 to 8 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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