Gareth Anthony John Bruce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Sep 2010)
    • CF30 Customer (since 10 Nov 2008)
  • Bruce & Associates Wealth Management Ltd

    FRN 491146

    • Employed By (since 10 Nov 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (4 Oct 2005 to 1 Jan 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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