Gareth Anthony Carpenter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carpenter John Financial Services Ltd (no longer approved here)

    FRN 481332

    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Nov 2019)
    • CF10 Compliance Oversight (9 May 2016 to 20 Nov 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Nov 2019)
    • CF30 Customer (30 Apr 2008 to 31 Dec 2012)
    • Responsible for Insurance Mediation (30 Apr 2008 to 30 Sep 2018)
    • CF1 Director (30 Apr 2008 to 20 Nov 2019)
    • CF11 Money Laundering Reporting (30 Apr 2008 to 20 Nov 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 Nov 2002 to 2 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.