Gareth Andrew Braithwaite

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Material risk taker (since 4 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Jan 2023)
    • [FCA CF] Significant management (since 4 Jan 2023)
    • [FCA CF] Manager of certification employee (since 2 Jan 2020)
    • [FCA CF] Client dealing (since 2 Jan 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (30 Nov 2016 to 25 Jul 2019)
    • [FCA CF] Manager of certification employee (30 Nov 2016 to 25 Jul 2019)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (30 Nov 2016 to 25 Jul 2019)
    • [FCA CF] Client dealing (30 Nov 2016 to 25 Jul 2019)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (27 May 2014 to 31 Aug 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Jul 2010)
    • CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (14 May 2003 to 25 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.