Garath Ralph Dalton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Autedia Limited (no longer approved here)

    FRN 948436

    • SMF29 Limited scope function (limited scope SMCR firms only) (27 Jan 2022 to 28 Sep 2023)
  • Financial Compliance Limited (no longer approved here)

    FRN 772721

    • CF1 Director (AR) (8 Dec 2017 to 28 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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