Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 19 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2020)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2020)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (6 Jul 2015 to 14 Dec 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Nov 2008 to 12 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.