Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 24 May 2024)
- [FCA CF] CASS oversight function (1 Jan 2022 to 31 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Oct 2022)
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RBS Collective Investment Funds Limited
FRN 122139
- [PRA CF] Significant risk taker or Material risk taker (since 12 May 2020)
- [FCA CF] CASS oversight function (12 May 2020 to 31 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.