Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Nov 2021)
    • CF30 Customer (since 13 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 11 Mar 2021)
    • CF30 Customer (22 Nov 2019 to 16 Mar 2021)
    • (52)Employed By (since 13 Oct 2021)
    • (589)Employed By (23 Dec 2008 to 31 Dec 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 Oct 2018 to 29 Jul 2019)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (14 Jul 2017 to 13 Jun 2018)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (119)Employed By (22 Mar 2004 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.