Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Dec 2024)
    • CF1 Director (AR) (since 5 Dec 2024)
    • CF30 Customer (since 5 Dec 2024)
    • (1)Employed By (since 5 Dec 2024)
    • (1)Employed By (24 Apr 2023 to 25 Oct 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Apr 2023 to 25 Oct 2024)
    • CF1 Director (AR) (24 Apr 2023 to 25 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (14 Feb 2023 to 25 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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