Gad Caspy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Signal Capital Partners Limited
FRN 815432
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2024)
- CF30 Customer (4 Feb 2019 to 8 Dec 2019)
- CF1 Director (4 Feb 2019 to 8 Dec 2019)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF4 Partner (AR) (18 Aug 2015 to 24 Oct 2016)
- CF30 Customer (18 Aug 2015 to 24 Oct 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (13 Feb 2012 to 31 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.