Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Jul 2024)
    • [FCA CF] Material risk taker (since 7 Sep 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF27 Investment Management (23 Aug 2006 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 7 Sep 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (5 Sep 2008 to 9 Jun 2014)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF27 Investment Management (23 Aug 2006 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF27 Investment Management (23 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.