Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 17 Oct 2024)
- [FCA CF] Client dealing (since 24 Jan 2022)
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- [FCA CF] Client dealing (30 Nov 2020 to 24 Nov 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (28 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.