Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 24 Jan 2022)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Client dealing (30 Nov 2020 to 24 Nov 2021)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (28 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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