Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 7 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2025)
    • (98)Employed By (since 7 Nov 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (28 Jun 2024 to 31 Jul 2025)
    • CF30 Customer (15 Jun 2024 to 31 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (29 Apr 2024 to 31 Jul 2025)
  • Bradnick & Co Wealth Management Ltd (no longer approved here)

    FRN 1015614

    • Employed By (15 Jun 2024 to 31 Jul 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (1 Aug 2023 to 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 1 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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