Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
    • CF30 Customer (26 Nov 2018 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (23 Jun 2011 to 30 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.