Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (26 Jun 2020 to 4 Jul 2023)
    • [FCA CF] Manager of certification employee (26 Jun 2020 to 4 Jul 2023)
    • [FCA CF] Material risk taker (26 Jun 2020 to 4 Jul 2023)
    • [FCA CF] Significant management (26 Jun 2020 to 4 Jul 2023)
    • SMF18 Other Overall Responsibility (8 Mar 2020 to 29 Jun 2020)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.