Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (26 Jun 2020 to 4 Jul 2023)
- [FCA CF] Manager of certification employee (26 Jun 2020 to 4 Jul 2023)
- [FCA CF] Material risk taker (26 Jun 2020 to 4 Jul 2023)
- [FCA CF] Significant management (26 Jun 2020 to 4 Jul 2023)
- SMF18 Other Overall Responsibility (8 Mar 2020 to 29 Jun 2020)
- CF30 Customer (11 Nov 2016 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.