Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Algorithmic trading (since 16 Jan 2025)
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Material risk taker (since 26 Jan 2022)
- [FCA CF] Client dealing (since 21 Sep 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Algorithmic trading (since 16 Jan 2025)
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Material risk taker (since 26 Jan 2022)
- [FCA CF] Client dealing (since 21 Sep 2021)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Apr 2021)
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- [FCA CF] Material risk taker (17 May 2017 to 31 Aug 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Apr 2021)
- CF30 Customer (13 Apr 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Apr 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2021)
- CF30 Customer (13 Apr 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.