Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF27 Partner (since 9 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2021)
    • [FCA CF] Client dealing (since 28 Jun 2021)
    • [FCA CF] Significant management (28 Jun 2021 to 9 Aug 2021)
    • [FCA CF] Manager of certification employee (28 Jun 2021 to 9 Aug 2021)
    • [FCA CF] Material risk taker (28 Jun 2021 to 9 Aug 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (25 Jul 2005 to 23 Feb 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.