Frederick William Winter

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gratitude Financial Planning Limited

    FRN 966976

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
    • SMF16 Compliance Oversight (since 1 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2022)
    • SMF3 Executive Director (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
    • Responsible for Insurance Distribution (since 1 Jun 2022)
  • Chamberlyns Limited (no longer approved here)

    FRN 183524

    • [FCA CF] Functions requiring qualifications (28 Jan 2021 to 1 Nov 2021)
    • [FCA CF] Client dealing (28 Jan 2021 to 1 Nov 2021)
  • LONSDALE FINANCIAL CONSULTING LIMITED (no longer approved here)

    FRN 189974

    • [FCA CF] Functions requiring qualifications (28 Jan 2021 to 1 Nov 2021)
    • [FCA CF] Client dealing (28 Jan 2021 to 1 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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