Frederick Thomas Lindesay

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2025)
    • [FCA CF] Client dealing (since 3 Jul 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Functions requiring qualifications (14 Aug 2023 to 28 Jun 2025)
    • [FCA CF] Client dealing (18 Nov 2016 to 5 Mar 2021)
    • CF30 Customer (18 Jun 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (14 Aug 2023 to 28 Jun 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Y Tree Limited (no longer approved here)

    FRN 967369

    • [FCA CF] Manager of certification employee (3 Feb 2023 to 6 Jul 2023)
    • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 6 Jul 2023)
    • [FCA CF] Client dealing (17 Jan 2023 to 6 Jul 2023)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (5 May 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • Appointed representative dealing with clients for which they require qualification (4 May 2021 to 16 Jan 2023)
    • CF30 Customer (4 May 2021 to 16 Jan 2023)
    • [FCA CF] Client dealing (4 May 2021 to 16 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (4 May 2021 to 16 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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