Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Principal Global Investors (Europe) Limited (no longer approved here)

    FRN 191120

    • CF30 Customer (1 Nov 2007 to 4 Mar 2010)
    • CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Sep 2003 to 31 Oct 2007)
    • CF27 Investment Management (8 Sep 2003 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.