Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (10 Nov 2020 to 18 Jan 2021)
    • [FCA CF] Client dealing (10 Nov 2020 to 18 Jan 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (22 Aug 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (22 Aug 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (26 Feb 2009 to 14 Jul 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (26 Feb 2009 to 14 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.