Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Neuberger Berman Europe Limited
FRN 442488
- SMF18 Other Overall Responsibility (since 3 Oct 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (30 Apr 2012 to 8 Dec 2019)
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- CF27 Investment Management (21 Jan 2005 to 13 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.