Frederick Patten

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2023)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (31 Jul 2023 to 16 Sep 2023)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (25 Feb 2022 to 13 Jul 2023)
  • ELMCO LIMITED (no longer approved here)

    FRN 445887

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 22 Feb 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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